05-08-1997 Regular MeetingMIAMI SHORES VILLAGE
PENSION BOARD
MAY 8, 1997
The regular meeting of the Miami Shores Village Pension Board was held on Thursday,
May 8, 1997 in the Chamber of the Village Hall. The meeting was called to order at
110 8:10 A.M. with the following members present:
Present: Mary Ross Agosta, Mayor
Louis S. Imburgia, Jr.
Joseph Charles
Officer Timothy Dearden
Walter Latimer
Richard Trumble
Michael R. Couzzo, Jr.
Also Present: Mark Ulmer, Village Attorney
Patricia Varney, Plan Administrator
1. INTRODUCTION OF NEW BOARD MEMBERS.
Mrs. Mary Ross Agosta, the newly elected Mayor, was introduced as the newest Board member.
Mr. Louis S. Imburgia has been appointed to a second term on the Board as the Council
representative.
2. ELECTION OF CHAIRPERSON
Mr. Latimer moved that Mary Ross Agosta be appointed as Chairwoman. Mr. Trumble seconded
the motion and the vote was unanimous in favor.
3. ELECTION OF SECRETARY
Mr. Dearden moved that Mr. Trumble be appointed as Secretary. Mr. Trumble declined the
nomination. Mr. Couzzo moved that Mr. Latimer be appointed as Secretary. Mr. Charles
seconded the motion. The motion carried unanimously.
Councilman Imburgia arrived at this time.
Pension Board May 8, 1997 Page 2
4a. INVESTMENT REPORT FROM MR. DON BRYANT, BARNETT CAPITAL
ADVISORS, INC.
Mr. Bryant reported that the ending market value for the quarter was $6,107,202 with a return of
0.2%. For the quarter, the fixed income return was down 1.0%, a decrease of 0.2% over the
Merrill Lynch Gov't Corp. The equity fund was under the S&P 500 of 2.7% with a return of
1.0%.
4b. INVESTMENT REPORT FROM MR. STEVE GORDON, STI CAPITAL
MANAGEMENT
Mr. Gordon reported that the total return for the quarter was 1.5%. The quarterly return on the
fixed income fund beat the Lehman Gov't Corp of -0.9% with a return of -0.7%. The equity fund
return was just under the S&P 500 return of 2.7% with 2.6%.
Mr. Charles inquired as to the S&P composition of industries. Mr. Gordon explained that the
S&P is a capitalization weighted index which considers the approximate 500 largest stocks in the
market.
4c. INVESTMENT REPORT FROM MR. JEFF SWANSON, MERRILL LYNCH
Mr. Swanson reported that the fund had a total return of 0.8% for the quarter slightly trailing the
target index of 0.9 %. There was a decrease in the total market value of the fund by $25,761.
The equity portfolio was up 1.9% under the S&P 500 of 2.7%. The fixed income return of 0.8%
equaled the ML Govt Corp return. Mr. Swanson noted that the STI total fund has met or
exceeded the target over the long term.
6. DISCUSSION AND POSSIBLE ACTION REGARDING INVESTMENT
MANAGERS - Jeff Swanson
Mr. Swanson provided the Board with a list of managers that would complement STI, some
employing a growth strategy and some using a value strategy. Mr. Latimer inquired if the Board
should consider a third money manager due to the increase in the size of the fund. Mr. Swanson
replied that the portfolio as a whole is quite small and he would not recommend having more than
two money managers. Mr. Couzzo asked Mr. Swanson's opinion in having one manager. Mr.
Swanson stated that one manager would be sufficient for the size of the fund and there would be a
reduction in fees. Mr. Charles commented that with two money managers, there is more
motivation within the fund to outperform the other manager.
Pension Board May 8, 1997 Page 3
Mr. Couzzo stated that the money managers have an obligation to meet the objectives of the
investment policy. Barnett has not met those objectives over a period of time and there could be
a financial impact to the fund in the long run. Discussion regarding one money manager ensued.
The fees and administrative trustee duties were discussed. Mr. Charles suggested that the Board
pursue a better money manager as STI has just met the policy expectations. Mr. Swanson noted
that the investment policy mandates performance expectations. Mr. Ulmer asked if the proposed
managers meet the statutory requirements. Mr. Swanson replied they did. However,
Oppenheimer Capital is the only manager using a commingled fund which is what is used by the
current money managers. The Board reviewed the proposed money managers. It was Mr.
Swanson's recommendation should the Board decide to chose from these money managers, they
pick three and have them make a presentation to the Board.
Mr. Bryant responded to the Board's decision noting that Barnett has not met the benchmark.
However, Barnett has responded to their performance in the equity portfolio by making changes.
Mr. Bryant asked that the Board give Barnett a probationary period to allow for improvement.
Mr. Swanson pointed out that the Board has given Barnett enough time to improve their returns.
Officer Dearden suggested that the Board move to one money manager until the end of the year
with an option of obtaining a second manager if the benchmark is not met. Mr. Latimer agreed
and moved that the fund change its policy and switch to a single money manager. Officer
Dearden seconded the motion.
Mr. Charles stated that he would vote against the motion due to the complications discussed, such
as the administrative changes and underperforming managers. The Board discussed the
possibilities of the various managers. Mr. Latimer moved to amend his motion to include that STI
be appointed as the money manager and trustee of the Pension Plan. Officer Dearden seconded
the amendment to the motion. The vote was called and was as follows: YES - Mr. Trumble,
Officer Dearden, Mr. Latimer, Mrs. Ross Agosta, Mr. Imburgia, Mr. Couzzo; NO - Mr. Charles.
Mrs. Varney recommended that the custodial responsibilities be transferred to STI within 45 days
to allow time to notify those retirees currently receiving benefits.
Mr. Latimer commended Barnett Bank. Mr. Ulmer stated that the transfer of custodial duties
must be by written notice. Mr. Couzzo asked that Mrs. Varney handle the matter
administratively.
5. DISCUSSION AND POSSIBLE ACTION REGARDING ACTUARIAL SERVICE
CONTRACT.
Mrs. Varney stated that she has been happy with the services provided by Gabriel, Roeder, Smith
& Company. The proposed fees will remain the same for the first year with an adjustment not to
exceed six percent the next two years. Mr. Couzzo moved that Miami Shores enter into
renegotiations with Gabriel, Roeder, Smith & Company not to exceed the proposed limits for
three years. Mr. Trumble seconded the motion.
•
Pension Board May 8, 1997 Page 4
Mr. Charles asked that the proposed percentage increase be changed so that it does not exceed
the rate of inflation. Mr. Couzzo stated that the difference is minimal. He also agreed that the
services provided by the actuary have been exceptional. The vote was called and was unanimous
in favor. Mr. Imburgia was not present to vote on this item.
Mr. Couzzo stated that there will be two PBA contract negotiations that will affect pension
benefits and will require an actuarial study. Mr. Couzzo asked for the Board's opinion on the
financial cost of analysis. Mr. Latimer stated he was opposed to bearing the cost. Mrs. Varney
noted that an ordinance was changed to reflect that any expenses incurred will be paid by the
Pension Plan. It was the consensus of the Board to ask the PBA to share the cost of the impact
studies.
7. REQUEST APPROVAL OF PAYMENT TO BARNETT BANK
Mr. Latimer moved for approval of payment to Barnett Bank in the amount of $10,434.92 for
quarterly management fees ending March 31, 1997. Mr. Trumble seconded the motion. Mr.
Charles asked the motion be amended to include items 8,9 and 10. Mr. Latimer amended his
motion with a second from Mr. Trumble. The vote was unanimous in favor.
11. APPROVAL OF THE FEBRUARY 13,1997 MINUTES
Mr. Charles moved for approval of the February 13, 1997 minutes as submitted. Mr. Latimer
seconded the motion and the vote was unanimous in favor.
12. ADJOURNMENT
Mr. Couzzo moved for adjournment. Mr. Latimer seconded the motion. The vote was
unanimous in favor. The February 13, 1997 meeting of the Pension Board was adjourned at
10:00 A.M.
•1111
%/0 i!
Walter ` . timer, Secretary