08-16-1988 Regular Meeting•
•
Miami Shores Village
Pension Board Meeting of August 16, 1988
The meeting of the Village of Miami Miami Shores Pension Board was called to order
Mayor Spero Canton at 8:02 a.m. The following were in attendance:
Board Members
Also Present
Mayor Spero Canton
Mr. William Walker
Sgt. Jack Ulmer
Mr. Elly Johnson
Dr. Robert Butler
Ms. Patricia Varney
Mr. William Fann, Village Attorney
Ms. Gail Macdonald, Plan Administrator
Ms. Karen Cole and Mr. David Newman
of Kidder Peabody
Ms. Ann Held and Mr. R. Scott Givens
of NCNB
Mr. Bill Eickhoff of Eickhoff & Pieper
Mr. Wally Wilson of The Wyatt Company
1. The Quarterly Investment Review
Presentation by Ms. Karen Cole and Mr. David Newman Kidder Peabody
Ms. Cole reported that the overall performance of the fund is up 3.2% from last
quarter and is stable.
Presentation by Mr. Bill Eickhoff - Eickhoff & Pieper
Mr. Eickhoff indicated that the fund was being handled conservatively with the
anticipation of the PResidential election. The Plan was performing well and is
stable.
by
Presentation by Ms. Ann Held & Mr. Scott Givens - NCNB
Mr. Givens reported to the Board that inflation was building across the country
but the economy was strong and that NCNB was taking a cautious posture with the
Pension Plan.
2. Approval of NCNB Quarterly Fees
Mr. Johnson made a motion to approve the quarterly fees that were presented by NCNB.
Mr. Walker seconded the motion and the motion passed unanimously.
3. Approval of Eickhoff & Pieper Quarterly Fees
Mr. Walker made a motion to approve the quarterly fees that were presented by Eickhoff
& Pieper, Mr. Johnson seconded the motion and the motion passed unanimously.
4. Approval of the Minutes from
Mr:'Johnson made a motion to
meeting. Sgt. Ulmer seconded
the. July 12, 1988 Pension Board Meeting.
approve the minutes of the July 12, 1988 Pension Board
the motion and the motion passed unanimously.
Pension Board Minutes
August 16, 1988
Page 2
5. Old Business
Mr. Johnson reviewed with the Board the report submitted by Carson & Linn with regard
to the ruling by the State on the Police Pension Appeal. (Copies attached)
• 6. New Business
Mr. Wally Wilson addressed the Board and requested a pre -evaluation Actuarial meet-
ing with the Pension Board at their next meeting to be held on November 15, 1988.
The Board granted the meeting.
7. Adjournment
Mr. Walker made a motion to adjourn the meeting. The motion was seconded by Ms.
Varney and the meeting adjourned at 9:02 a.m.
Elly
on, Secretary
•
LEONARD A. CARSON
JAMES W. LINN
JOHN D.C. NEWTON, II
MICHAEL WM. MORELL
LUCILLE E. TURNER
•
CARSON & LINN, P. A.
LAWYERS
MAHAN STATION
1711 - D MAHAN DRIVE
TALLAHASSEE, FLORIDA 32308
(904) 878-2057
TELECOPIER (904) 877-1000
July 21, 1988
Mr. Elly F. Johnson
Village Manager
Miami Shores Village
10050 N.E. Second Ave.
Miami Shores, FL 33138
Re: Police Pension Appeal
Dear Elly:
JAMES C. ADKINS
OF COUNSEL
On July 7, 1988, the First District Court of Appeal issued
an opinion in the case of City of Orlando, et al. v. State of
Florida Department of Insurance, et al., Case No. 87-1409. This
is the case in which we represented Miami Shores Village and the
Miami Shores Village Pension Board as amicus curiae ("friends of
the court"). We recently sent you a copy of the District Court's
opinion under separate cover.
The case, which had been brought by the City of Orlando and
a number of other cities, challenged the constitutionality of the
1986 amendments to Chapters 175 and.185, Florida Statutes -- the
laws governing municipal police and firefighter pension plans.
The trial court upheld the statute's constitutionality, and in
addition ruled: (1) that all municipalities had to comply with
the provisions of Chapters 175. and 185, regardless of whether
they receive state premium tax revenues under those statutes; and
(2) that elected and appointed municipal officials were precluded
from serving on police/firefighter pension boards by the dual
office -holding prohibition in the Florida Constitution.
As amicus curiae on appeal, we chose to focus our argument
on the two additional rulings of the trial court (the other city -
appellants argued extensively that the 1986 amendments were
unconstitutional). In its opinion, the First District Court
affirmed the trial court's ruling that the 1986 amendments did
not violate the Constitution. However, the District Court
specifically addressed the two issues we raised, holding:
1. That only those cities which participate in the premium
tax funding mechanism of Chapters 175 and 185 are required to
comply with the statutory requirements; and
•
Page Two
Mr. Johnson
July 21
2. That municipal officials, including elected or appointed
officials, can be appointed by the local legislative body to
serve as the municipality's representatives on police and
firefighter pension boards. The court specifically found that
"there is nothing inherently inconsistent or incompatible in
service by municipal officials on these boards... ."
Obviously, we are pleased that the District Court ruled in
our favor on the two points we raised. At this time we do not
know whether any of the parties in the case will move for
rehearing or seek review by the Florida Supreme Court. We will
continue to apprise you of developments in the case.
With best personal regards, I am
Sincerely,
CARSON & LINN, P.A.
JWL:ifa
cc: Gail McDonald, Finance Director
CARSON & LINK', P. A.
LAWYERS.
LEONARD A. CARSON
JAMES W. LINN
JOHN D.C. NEWTON, II
MICHAEL WM. MORELL
LUCILLE E. TURNER
CARSON & LINN, P. A.
LAWYERS
MAHAN STATION
1711 - D MAHAN DRIVE
TALLAHASSEE, FLORIDA 32308
(904) 878-2037
TELECOPIER (904) 877-1000
TO: FLORIDA MUNICIPAL CLIENTS
FROM: CARSON & LINN, P.A.
DATE: July 22, 1988
J
JAMES C. ADKINS
OF COUNSEL
RE: Recent Court Decision Concerning Police and Fire -
Fighter Pension Funds
On July 7, 1988, the First District -Court of -Appeal -issued -
an opinion in the case of City of Orlando. et al. v. State of
Florida Department of Insurance, et al; Case No. 87-1409. In
this case the City of Orlando and a number of other cities
challenged the constitutionality of the 1986 amendments to
Chapters 175 and 185 Florida Statutes, the laws governing
municipal police and firefighter pension funds. A copy of the
court's opinion is attached.
In essence, the district court affirmed the trial court's
ruling that the 1986 amendments do not violate the Constitution.
However, the district court also made two important rulings:
1. The district court ruled that the pension program
created by Chapters 175 and 185 is purely voluntary for
participating cities. Only those cities which participate in the
premium tax funding mechanism under Chapters 175 and 185 are
required to comply with the provisions of those. chapters. In the
words of the court, "cities may opt into or out of such plans at
their discretion." This means that cities which decide to
establish pension programs that do not conform to the statutory
requirements -- such as a deferred compensation program -- may do
so. Of course, cities which opt out of the Chapter 175 and 185
program would have to give up the premium tax revenues provided
under those statutes.
2. The district court reversed the trial court's holding
that the dual office -holding clause of the Florida Constitution
precludes municipal officials from serving on police and
firefighter pension boards. The district court specifically
found that "there is nothing inherently inconsistent or
incompatible in service by municipal officials on these
boards..." Thus, elected and appointed city officials may
continue to serve on police/firefighter pension boards.
•
It is anticipated that the appellant cities will move for
rehearing of the court's decision on the constitutionality of the
1986 amendments, and/or seek review in the Florida Supreme Court.
We will advise you if the district court's decision is modified
or reversed.
Please let us know if you have any specific questions
concerning this case.
JWL:ifa
Attachment
CARSON & LINN, P. A.
.410NM s
THE CITY OF ORLANDO; THE
CITY OF BRADENTON; THE CITY
OF FERNANDINA BEACH; THE
CITY OF PLANT CITY; THE
CITY OF PANAMA CITY BEACH;
AND THE CITY OF DAYTONA
BEACH,
Appellants,
v.
STATE OF FLORIDA DEPARTMENT
OF INSURANCE; and BILL
GUNTER as INSURANCE
COMMISSIONER OF THE STATE
OF FLORIDA,
Appellees.
IN THE DISTRICT COURT OF APPEAL
FIRST DISTRICT, STATE OF FLORIDA
NOT FINAL UNTIL TIME EXPIRES
* TO FILE MOTION FOR REHEARING
AND DISPOSITION THEREOF IF
* FILED.
* CASE NO. 87-1409
*
*
*
*
*
Opinion filed July 7, 1988.
Appeal from the Circuit Court for Leon County
Charles Miner, Judge.
James C. Massie, Tallahassee, for Appellants.
Gabriel Mazzeo, Tallahassee; Richard A. Sicking of Kaplan,
Sicking & Bloom, Miami; Robert D. Klausner of Robert D.
Klausner, P.A., Hollywood, for Appellees.
James R. Wolf, Tallahassee; James W. Linn and Lucille E.
Turner of Carson & Linn, P.A., Tallahassee, for Amicus Curiae.
BARFIELD, J.
Appellants seek review of an order finding Chapters 86-41
and 86-42, Laws cf Florida, amending Chapters 175 and 185,
Florida Statutes (1985) respectively, to be facially
constitutional. We affirm, with one exception, the trial
court's determination the Acts do not violate constitutional
tenets. Chapters 175 and 185 create a purely voluntary
program whereby municipalities may receive state -collected
taxes, imposed on property and casualty insurance premiums,
with which to fund retirement programs for local police and
firefighters. In exchange for receipt of these funds, the
legislature has established certain criteria under which the
funds must be operated and managed. The cities may opt into
or out of such plans at their discretion. As the program is
not mandatory as to any city's participation, we find nothing
that, renders the amended statutes to be facially
unconstitutional.
that
However,
we
both Chapters
5(a), Florida
reverse that portion of the order finding
86-41 and 86-42 and Article II, Section
Constitution,
precluded municipal officials
barring dual officeholding,
from serving on the Boards of
Trustees of the. respective municipal police and firefighters
pension trust funds. The legislative history, submitted to
this Court without objection, reflects the legislative intent
that elected or appointed officials could be appointed by the
local legislative body to serve as the municipality's
representatives on the Boards. Further, there is nothing
inherently inconsistent or incompatible in service by
municipal officials on these Boards so as to say that it
2
presumptively violates the prohibition against dual
officeholding in Article II, Section 5(a). Bath Club, Inc. v.
Dade County, 394 So.2d 110 (Fla. 1981) ; Grvzik v. State, 380_
• So.2d 1102 (Fla. 1st DCA), oetition for review denied, 388
•
So.2d 1113 (Fla. 1980). ,Such determination must be made on a
case-by-case basis as to each Board or individual trustee.
Accordingly, the trial court's order is AFFIRMED in part
and REVERSED in part.
THOMPSON AND NIMMONS, JJ., CONCUR.
3
IN THE DISTRICT COURT OF APPEAL
FIRST DISTRICT, STATE OF FLORIDA
THE CITY OF ORLANDO; THE )
CITY OF BRADENTON; THE CITY )
OF FERNANDINA BEACH; THE )
CITY OF PLANT CITY; THE )
III CITY OF PANAMA CITY BEACH; )
AND THE CITY OF DAYTONA BEACH,)
Appellants, )
)
v. ) CASE NO. 87-1409
)
STATE OF FLORIDA DEPARTMENT )
OF INSURANCE; and BILL GUNTER )
as INSURANCE COMMISSIONER OI' )
THE STATE OF FLORIDA, )
Appellees. )
)
•
APPELLANTS' ALTERNATIVE MOTION FOR
REHEARING OR FOR CERTIFICATION
Appellants, The City of Orlando, The City of Bradenton,
The City of Fernandina Beach, The City of Plant City, The City of
Panama City Beach, and The City of Daytona Beach, pursuant to
Rule 9.330, Fla.R.App.P., respectfully move this Court to grant
rehearing in this cause. In the alternative, Appellants move this
Court to certify the question presented below to the Supreme Court
of Florida pursuant to Rule 9.030(a)(=)(A)(v), F1a.R.App.P. As
grounds for the alternative motions, Appellants state:
1.
This Court, in its opinion filed July 7, 1988,
found that
As the program is not mandatory as to
any city's participation, we find nothing
that renders the mended statutes to be
facially unconstitutional.
Appellants respectfully submit that in making the above finding
this .Court has overlooked or misapprehended the point of law that
once the Legislature has elected to establish a State program,
..even where participation in that prc;ram- .is voluntary, the
Legislature may not require that participation to be . in Compliance
subject to to:uneonstituttonai ednditIo._...
r ,
Or, ;,o exp reSs the proposi tion of i.aw
manner-. ;;:'pile the 7-4. c7'a-7—e Ir.'s' -h::e the complete authority to
with
in another
on utilization of that privilege which violate the tenets of the
Constitution. See Barry v. Barchi, 443 U.S. 55, 99 S.Ct. 2642,
61 L.Ed.2d 365 (1979); Simmons v. Division of Pari -mutual Wagering,
40,7 So.2d 269,270 footnote 3 (Fla. 3d DCA. 1981); City of Alex-
andria v. Texas Co., 1 S.E.2d 296, 172 Va.209 (Va. 1939).
2. We express a belief, based upon a reasoned and
studied professional judgment, that the decision of this Court is
of great and exceptional public importance.
The effect of the decision is to dramatically change
the relationship between cities and boards of trustees of police
_
and fire pension funds by permitting independent non -elective -
boards, in their sole discretion, to.incur financialobligations
which are unlimited in scope and which will ultimately have to
be funded by revenue derived from taxation levied by municipal
governing bodies.
This will have not only a great effect on hundreds of
Florida municipal governments, but will also have an effect on
millions of municipal taxpayers and thousands of current and
former employees who are membersofthe police and firepension
plans.
•
Accordingly, in the alternative we respectfully request
that this Court certify the following question to the Florida
Supreme Court pursuant to Rule 9.030(a)(2)(A)(v), Fla.R.App.P.,
as one of great public importance:
Whether the voluntary nature of a City's
participation in a State program renders
moot any possible unconstitutional
conditions the Legislature may have
required for participation;
and, if not,.
Whether statutes are unconstitutional which
establish independent non -elective adminis-
trative boards with the authority to create
unlimited debts which ultimately must be
.funded -by revenue. derived from taxes levied
by municipal governing bodies.
•
WHEREFORE, Appellants respectfully request this Court
to grant Appellants' Motion for Rehearing, or in the alternative,
to certifythe
question tothe Florida Supreme Court as one of
great public importance..
Respectfully submitted,
JAMES C. MASSIE
assie & Scott
P. 0. Box 10371
Tallahassee, FL 32302
(904) 222-8021
Attorney for Appellant Cities
CERTIFICATE OFF -SERVICE
I HEREBY CERTIFY that a true and correct copy of the
foregoing has been furnished by regular U.S. Mail to the following_
on this the 22nd day of July, 1988.
Gabriel Mazzeo
Legal Division
Department of Insurance
-413-B Larson Building
Tallahassee, FL 32399-0300.
Robert Butterworth
Attorney General
The Capitol
Tallahassee, FL 32399-1050
Richard A. Sicking, Esq.
P,. 0. Drawer 520337
Miami, FL 33152
Robert L. Hamilton
• City .Attorney
City of Orlando
Post Office Box 1007
Orlando, FL 32802
Frank B. Gummey.Ill
City.Attorney
City of Daytona Beach
Post Office Box 551
Daytona Beach, FL 32015
Wesley R. Poole
City Attorney
-City of Fernandina Beach
Past Office Box P
Fernandina Beach, FL:32034
Robert D. - Klausner, Esq.
1922 Tyler Street
Hollywood, FL 33020
Paul S. Buchman
City Attorney
City of Plant City
Post Office Box 5
Plant City, FL 34289
William R. Lisch
City Attorney
City of Bradenton
519 13th Street, West
Bradenton, FL 33505
Douglas J. Sale
City Attorney
City of Panama City Beach
P. 0. Box 426
Panama City Beach, FL 32402
James R. Wolf
General Counsel
Florida League of Cities
Post Office Box 1757
Tallahassee, FL 32302
James W. Linn
Leonard A: Carson
Lucille Turner
Carson &"Linn, P.A.
1711-D-. Mahan Drive
'Tallahassee, FL 32308
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