R-1560-15 a
RESOLUTION NO. 1560-15
A RESOLUTION OF MIAMI SHORES VILLAGE, FLORIDA, AUTHORIZING
THE ISSUANCE OF ITS REFUNDING GENERAL OBLIGATION BOND,
SERIES 2015 IN THE PRINCIPAL AMOUNT OF NOT TO EXCEED $4,050,000
TO REFUND ALL OF THE MIAMI SHORES VILLAGE, FLORIDA GENERAL
OBLIGATION BONDS, SERIES 2004; AUTHORIZING THE PRIVATE
NEGOTIATED SALE OF THE BOND TO TD BANK, N.A. PURSUANT TO THE
TERMS AND CONDITIONS OF A LOAN AGREEMENT BY AND AMONG
THE FLORIDA MUNICIPAL LOAN COUNCIL, MIAMI SHORES VILLAGE,
AND TD BANK, N.A.; APPROVING THE EXECUTION AND DELIVERY OF
THE LOAN AGREEMENT; DESIGNATING THE BOND AS A "QUALIFIED
TAX-EXEMPT OBLIGATION;" PROVIDING CERTAIN OTHER MATTERS IN
CONNECTION WITH THE ISSUANCE OF THE BOND; AND PROVIDING
AN EFFECTIVE DATE.
WHEREAS, participating governmental units have created the Florida Municipal Loan
Council (the "Council") pursuant to a certain Interlocal Agreement and pursuant to Chapter 163,
Part 1, Florida Statutes, for the purpose of issuing its bonds to make loans to participating
governmental units for qualified projects;and
WHEREAS, Miami Shores Village, Florida (the "Issuer") is a municipal corporation duly
created and existing pursuant to the Constitution and laws of the State of Florida; and
WHEREAS, on April 8, 2003, the qualified electors of the Issuer approved by bond
referendum (the 'Referendum") the Miami Shores Village, Florida General Obligation Bonds,
Series 2004 (the 'Refunded Bonds") to finance the design, development, and construction of a
charter middle/high school to be located within the geographic boundaries of the Issuer to be
known as Doctors Charter School of Miami Shores(the"Project").
WHEREAS, the Issuer finds and declares that there is a substantial need for the
refinancing of qualifying projects permitted by the Constitution and laws of the State of Florida;
and
WHEREAS, it is determined to be in the best interest of the Issuer to issue its not to
exceed $4,050,000 Refunding General Obligation Bond, Series 2015 (the 'Bond") pursuant to a
Loan Agreement by and among the Council, the Issuer and TD Bank, N.A. (the "Loan
Agreement") for refinancing of the Refunded Bonds in substantially the form attached hereto as
Exhibit A to refund the Refunded Bonds; and
WHEREAS, the Issuer determined that it is necessary and desirable and in the best
interest of the inhabitants of the Issuer to refund the Refunded Bonds in order to achieve debt
service savings; and
WHEREAS, debt service on the Bond will be secured by the ad valorem taxes levied
upon the assessed property within the jurisdiction of the Issuer pursuant to the Referendum
(the "Ad Valorem Revenues");and
WHEREAS, Article VII, Section 12 of the Florida Constitution provides that
municipalities may issue bonds payable from ad valorem taxation without approval by a vote
of the electors to refund outstanding bonds and interest and redemption premiums thereon if
such refunding bonds are issued at a lower net average interest cost rate than that which is
calculated respecting the refunded bonds; and
WHEREAS, Sections 132.33 through 132.47, Florida Statutes, as amended, set forth
certain requirements which must be met prior to the issuance of the Bond;and
WHEREAS, the Issuer is authorized under Chapter 166, Part II, Florida Statutes, and
Chapter 132, Florida Statutes, to issue refunding bonds and to deposit the proceeds thereof in
escrow to provide for the payment when due of the principal of, interest on and redemption
premiums, if any, in connection with the Refunded Bonds; and
WHEREAS, the Bond to refund the Refunded Bonds shall only be issued at a lower
average net interest cost rate than the average net interest cost rate of the Refunded Bonds and
the rate of interest borne by the Bond shall not exceed the maximum interest rate established
pursuant to the terms of Section 215.84, Florida Statutes. It is estimated that the present value of
the total debt service savings anticipated to accrue to the Issuer from the issuance of the Bond,
calculated in accordance with Section 132.35(2), Florida Statutes, shall be at least 3% of the
aggregate principal amount of the Refunded Bonds; and
WHEREAS, the principal amount of the Bond to be used to refund the Refunded Bonds
shall not exceed an amount sufficient to pay the sum of the principal amount of the Refunded
Bonds that is outstanding on the date of issuance of the Bond, the aggregate amount of
unmatured interest payable on the Refunded Bonds to and including the date that they are
called for redemption, the applicable redemption premiums related to the Refunded Bonds that
are called for redemption, and the costs of issuance of the Bond all in accordance with Section
132.35, Florida Statutes;and
WHEREAS, the sum of the present value of the total payments of both principal and
interest to become due on the Bond (excluding all such principal and interest payments as will
be made with moneys held by the Escrow Holder (as hereinafter defined) under the Escrow
Deposit Agreement (as hereinafter defined) allocated to the refunding of the Refunded Bonds)
and the present value of costs of issuance of the Bond, if any, not paid with proceeds of the
Bond, will be less than the present value of the principal and interest payments to become due
at their stated maturities, or earlier mandatory redemption dates, on the Refunded Bonds; and
WHEREAS, the first and last installment of principal of the Bond shall mature not later
than the date of the first and last stated maturity of the Refunded Bonds occurring after the
issuance of the Bond; and
WHEREAS, the Bond shall not be issued until such time as the Finance Director of the
Issuer shall have filed a certificate with the Village Council setting forth the present value of the
total debt service savings which will result from the issuance of the Bond to refund the
Refunded Bonds, computed in accordance with the terms of Section 132.35, Florida Statutes,
and demonstrating mathematically that the Bond is issued at a lower net average interest cost
rate than the Refunded Bonds; and
WHEREAS, the Issuer anticipates that the ad valorem revenues shall be sufficient to pay
all principal of and interest and prepayment premium, if any, on the Bond, as the same becomes
due, and to make all deposits or payments required by this Resolution and the Loan
Agreement;and
WHEREAS, the Village Council has determined that it is necessary and desirable to
borrow funds to refund the Refunded Bonds and received proposals from a number of financial
institutions in response to the Issuer's request for proposals dated April 14, 2015; and
WHEREAS, it is hereby found, determined and declared that a negotiated sale of the
Bond to TD Bank, N.A. (the "Purchaser"), is in the best interest of the Issuer because a privately
placed bank loan and consequent impact of duration of maturity of the Bond will save the
Issuer considerable time and expense as compared to selling the Bond in a public sale; and
WHEREAS, it is hereby ascertained, determined and declared that it is in the best
interest of the Issuer to authorize the Village Manager or the Finance Director to accept the offer
from the Purchaser to purchase the Bond at a private negotiated sale upon the terms and
conditions set forth in the Loan Agreement and in the commitment submitted by the Purchaser
for the purchase of the Bond, a copy of which is attached hereto as Exhibit D (the
"Commitment"); and
WHEREAS, the Purchaser will provide to the Issuer, prior to the sale of the Bond, a
disclosure statement regarding the Bond containing the information required by Section
218.385, Florida Statutes; and
WHEREAS, the principal of, redemption premium, if any, and interest on the Bond shall
be paid from ad valorem revenues. The Bond shall constitute a direct obligation of the Issuer
and a pledge of its full faith, credit and taxing power.
NOW THEREFORE, BE IT RESOLVED BY THE VILLAGE COUNCIL OF MIAMI
SHORES VILLAGE, FLORIDA, as follows:
SECTION 1. AUTHORITY. This Resolution is adopted pursuant to Article VII, Section
12 of the Florida Constitution; Chapter 166, Florida Statutes; the Charter of the Issuer; and other
applicable provisions of law.
SECTION 2. AUTHORIZATION OF THE BOND. Subject and pursuant to the
provisions of this Resolution, an obligation of the Issuer to be known as "Miami Shores Village,
Florida, Refunding General Obligation Bond, Series 2015" is hereby authorized to be issued
under and secured by this Resolution and the Loan Agreement in the principal amount of not to
exceed $4,050,000, for the purposes of refunding the Refunded Bonds and paying the
transaction costs associated with issuance of the Bond.
SECTION 3. AUTHORIZATION OF THE REFUNDING. The refunding of the
Refunded Bonds is hereby authorized.
SECTION 4. NEGOTIATED SALE. Because of the characteristics of the Bond,
prevailing market conditions, the ability of the Issuer to access direct purchase with the
Purchaser and for the Issuer to receive the benefits of lower interest rates and issuance costs, it
is hereby determined that it is in the best interest of the Issuer to accept the offer of the
Purchaser to purchase the Bond at a private negotiated sale. Prior to the issuance of the Bond,
the Issuer shall receive from the Purchaser a Purchaser's Certificate, substantially in the form
attached hereto as Exhibit B and the Disclosure Letter containing the information required by
Section 218.385, Florida Statutes, substantially in the form attached hereto as Exhibit C.
SECTION 5. DESCRIPTION OF THE BOND. The principal amount of the Bond shall
not exceed $4,050,000. The Bond shall be made as a tax-exempt borrowing, which shall include
costs of issuance incurred by the Issuer, the Council and the Florida League of Cities, Inc.
administrative fees and other ongoing costs, shall have such terms, and shall bear interest and
shall be repayable according to the terms and conditions set forth in this Resolution, the Loan
Agreement and the Bond. The Bond is to be in substantially the form set forth on Exhibit B of
the Loan Agreement, together with such changes, insertions and omissions as shall be approved
by the Village Manager, such approval to be conclusively evidenced by the execution thereof by
the Village Manager. The Bond shall be executed with the manual or facsimile signature of the
Village Manager, shall be attested with the manual or facsimile signature of the Village Clerk
and shall be approved as to the form and legal sufficiency by the Village Attorney. In case any
one or more of the officers who shall have signed or sealed the Bond or whose facsimile
signature shall appear thereon shall cease to be such officer of the Issuer before the Bond so
signed and sealed has been actually sold and delivered, the Bond may nevertheless be sold and
delivered as herein provided and may be issued as if the person who signed or sealed the Bond
had not ceased to hold such office. The Bond may be signed and sealed by such person who at
the actual time of the execution of the Bond shall hold the proper office of the Issuer, although,
at the date of the Bond, such person may not have held such office or may not have been so
authorized.
SECTION 6. ACCEPTANCE OF THE COMMITMENT. The Issuer hereby accepts the
Commitment to provide the Issuer with a loan in the principal amount of not to exceed
$4,050,000. To the extent of any conflict between the provisions of this Resolution or the Loan
Agreement and the Commitment, the provisions of this Resolution and the Loan Agreement
shall prevail.
SECTION 7. AUTHORIZING AND AWARD OF BOND. The issuance by the Issuer of
the Bond in a principal amount not to exceed $4,050,000 to secure the repayment of the loan
being provided by the Purchaser pursuant to the Commitment in accordance with the terms of
the Loan Agreement, which Bond shall bear interest (calculated on the basis of twelve 30-day
months and a 360-day year) at a fixed rate of 2.54% (subject to adjustment as described in the
Loan Agreement and the Bond), mature on August 1, 2033, be subject to prepayment and have
such other characteristics as are provided in the Loan Agreement and the Bond, and which shall
be secured by the Ad Valorem Revenues, as described in the Loan Agreement, is hereby
authorized and approved.
Notwithstanding anything in this resolution, the Loan Agreement, or the Bond to the
contrary, any adjustments to the interest rate or late charges on any overdue payments, shall in
no event (a) exceed the maximum interest rate permitted by law or (b) equal or exceed a rate
that would (i) cause the net average interest cost rate (as defined in Section 132.34, Florida
Statutes, as amended) on the Bond to equal or exceed the net average interest cost rate on the
portion of the Refunded Bonds being refunded or (ii) result in no aggregate present value debt
service savings (as defined in Section 132.34.Florida Statutes, as amended.)
SECTION 8. APPROVAL OF LOAN AGREEMENT. The Village Manager, as attested
by the Village Clerk, or any other appropriate officers of the Issuer are hereby authorized and
directed to execute and deliver the Loan Agreement to evidence the Bond, to be entered into by
and among the Council, the Issuer and the Purchaser in substantially the form attached hereto
as Exhibit A with such changes, insertions and omissions as may be approved by the Village
Manager, the execution thereof being conclusive evidence of such approval.
SECTION 9. APPROVAL OF ESCROW DEPOSIT AGREEMENT. The Village
Manager, as attested by the City Clerk, or any other appropriate officers of the Issuer, are
hereby authorized and directed to execute and deliver the Escrow Deposit Agreement to be
entered into by and among the Issuer, the Council and U.S. Bank National Association (the
"Escrow Holder"), in substantially the form attached hereto as Exhibit E (the "Escrow Deposit
Agreement") with such changes, insertions and omissions as may be approved by the Village
Manager, the execution thereof being conclusive evidence of such approval.
SECTION 10. OTHER INSTRUMENTS. The Village Manager, the Village Clerk, the
Finance Director, the Village Attorney, and other officers, attorneys and other agents and
employees of the Issuer are hereby authorized to perform all acts and things required of them
by this Resolution and the Loan Agreement or desirable or consistent with the requirements
thereof and hereof for the full, punctual and complete performance of all of the terms,
covenants and agreements contained in the Bond, this Resolution and the Loan Agreement and
they are hereby authorized to execute and deliver all documents which shall be required by
Bond Counsel, the Council or the Purchaser to effectuate the sale of the Bond. All action taken
to date by the officers, attorneys and any other agents and employees of the Issuer in
furtherance of the issuance of the Bond is hereby approved, confirmed and ratified.
SECTION 11. ADDITIONAL INFORMATION. The Bond and the Loan Agreement
shall not be executed and delivered unless and until the Issuer has received all information
required by Section 218.385, Florida Statutes.
SECTION 12. PAYMENT OF PRINCIPAL AND INTEREST; GENERAL OBLIGATION.
The Issuer promises that it will promptly pay the principal of and interest on the Bond and all
other amounts due under the Loan Agreement at the place, on the dates and in the manner
provided in the Loan Agreement according to the true intent and meaning hereof and thereof.
The full faith, credit and resources of the Issuer shall be and are hereby pledged for the full and
prompt payments of the principal, interest and redemption premiums, if any, and the direct
annual tax hereinbefore provided to pay the Bond shall be levied upon all taxable real property
within the Village, except property of such nature as may be exempt from taxation under the
provisions of the Constitution and laws of the State of Florida. Provision shall be included and
made in the annual budget and tax levy for the levy of the taxes hereinbefore provided.
Whenever the Issuer shall, in any year in which the Bond is outstanding, have irrevocably
deposited any monies derived from sources other than the aforementioned property tax, said
property tax may be correspondingly diminished;but any such diminution must leave available
an amount of such taxes, after allowance for anticipated delinquencies in collection, fully
sufficient, with such monies so deposited from other sources, to assure the prompt payment of
principal, interest and redemption premiums, if any, falling due prior to the time that the
proceeds of the next annual property tax levy will be available.
SECTION 13. SECTION 265 DESIGNATION OF THE BOND. The Issuer hereby
designates the Bond in the amount which is issued hereunder, which shall be an amount not to
exceed $4,050,000 (which together with any previous tax-exempt debt of the Issuer issued in the
calendar year 2015 totals less than $10,000,000) as a "qualified tax-exempt obligation" for
purposes of section 265(b)(3)(B)(i) of the Internal Revenue Code of 1986, as amended. There are
no entities which are subordinate to and which issue obligations on behalf of the Issuer. The
Issuer hereby covenants and agrees not to take any action or to fail to take any action if such
action or failure would cause the Bond to no longer be a "qualified tax-exempt obligation."
SECTION 12. EFFECTIVE DATE. This Resolution shall take effect immediately upon its
adoption.
Adopted this 2❑d day of June, 2015.
MIAMI SHORES VILLAGE, FLORIDA
By:
Steve Zelkowitz,Vice Mayor
(SEAL)
ATTEST:
By: Z !0(f
Barbara A. Estep, C
Village Clerk
APPROVED AS TO FORM AND
LEGAL SUFFICIENCY
By:
Richard Sarafan
Village Attorney